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The International Legal Status of the Republic of Abkhazia In the Light of International Law, by Viacheslav Chirikba

© Dr. V.A Chirikba. “The International Legal Status of the Republic of Abkhazia In the Light of International Law”. Paper read at the conference “Independence of Abkhazia and Prospects for the Caucasus” organized by the Friends of Abkhazia Civil Initiative. Istanbul, Bilgi University, 30 May 2009.

The article in PDF can be downloaded by clicking here (172 Kb)

On 26 August 2008 the Russian Federation officially recognized the Republic of Abkhazia, together with the Republic of South Ossetia. Following this move, on 5 September 2008 the second country which recognized both South Caucasian republics was the Republic of Nicaragua. The former political act elevated Abkhazia to the level of a recognized state. The latter act, importantly, immediately took Abkhazia out of the vicious circle of the Cyprus scenario, whereby the Turkish Republic of Northern Cyprus is recognized by one state only. A year later, on 10 September 2009, Abkhazia was recognized by the Bolivarian Republic of Venezuela, and on 15 December 2009 – by the Republic of Nauru.

The significance of the recognition of Abkhazia by four UN member states, one of which is one of the world’s great powers and a permanent member of the UN Security Council, is difficult to overestimate. After many decades of strenuous efforts and sacrifices on the part of the whole Abkhaz people, after a bloody war and harsh international blockade, Abkhazia finally managed to achieve the status of a recognized nation, which firmly secured its safety and political future.

The move by Russia caused various reactions from a number of governments across Europe, Asia and the Americas, many of which were disapproving or strongly negative. A perusal of these reactions indicates that the main objection against the recognition of the independence of Abkhazia is legalistic: that such recognition presents a breach of international law, namely, the violation of the territorial integrity of Georgia within its internationally recognized borders.

Remarkably, this same charge of the violation of the territorial integrity of a UN member-state did not hold in the case of Kosovo, and extremely negative reactions on Abkhazia’s recognition came from those governments which in the same year recognized the independence of this Serbian province. The argument they put forward in defence of their position on Kosovo and against the recognition of Abkhazia is quite arbitrary: the case of Kosovo is sui generis and thus cannot be applied to any other cases and used as a precedent.

As the main argument adduced by various governments and some international organizations (e.g. by the European Union, NATO, OSCE, PACE) against the recognition of Abkhazia is legalistic – the breach of international law, I shall comment on the legal aspects of Abkhazia’s independence, drawing on major textbooks on international law and the specialized literature. I shall structure my paper in the form of questions, to which I will try to provide by necessity short answers.

1. Did Abkhazia have a history of statehood before it became a part of the Georgian SSR?

The statehood of Abkhazia, before Joseph Stalin made it a part of the Georgian SSR in 1931, is based on a long and almost uninterrupted historical tradition.

During the 8th-10th centuries Abkhazia was a Kingdom, ruled by the dynasty of the Leonides, and from the 13th century up to 1864 – a Principality, ruled by the princely dynasty of the Chachbas, whose representative, Safarbey/Georgy, in 1810 put the independent Abkhazian Principality under a Russian protectorate, absolutely independently of the neighbouring Georgian statelets of the time. The Abkhazian Principality was abolished by Russia in 1864.

After the Russian revolution of 1917, the Abkhazians formed the Abkhazian People’s Council – an autonomous body of power, which at the Congress of the Abkhaz people held on 8 November 1917, adopted the Declaration and Constitution. One of the goals of the Abkhazian People’s Council as written in the Declaration and Constitution was to work in the direction of the self-determination of the Abkhaz people.

The Abkhazian People’s Council was replaced by the Soviet bodies of power when Abkhazia became a part of the Soviet Union in 1921.  

2. Was Abkhazia a state during the Soviet period?

In the 20th century, within the Soviet framework, the statehood of Abkhazia is declared in all Abkhaz and in Georgian constitutions. On 31 March 1921 Abkhazia was proclaimed a Soviet Republic, and the Georgian Revolutionary Committee (Revkom) recognized the independence of the Soviet Socialist Republic of Abkhazia. Though in the same year Abkhazia was compelled to become associated with the Georgian SSR on the basis of a confederal “Treaty of Union”, its 1925 Constitution stipulated a very high level of political autonomy, including the right to secession from the USSR.[1] Only on 19 February 1931, at Stalin’s behest, did Abkhazia lose its SSR status, when it was downgraded to that of an Autonomous Republic within the Georgian SSR. Notwithstanding this, within the Soviet constitutional framework, the Abkhazian ASSR was regarded as a State: it had its Constitution, state symbols, a government, elected parliament and ministries.

3. Did the Abkhazian ASSR have the right of secession from the Georgian SSR?

The Soviet law on secession, adopted on 3rd April 1990 and called “On the procedure of the settlement of questions connected with the withdrawal of a union republic from the USSR”, allowed the Autonomous republics and Autonomous Regions to decide independently whether or not to join the secession of the Union republic in which they are situated.

At the all-Union referendum held on 17 March 1991, 52.4% of the electorate of Abkhazia took part in the referendum, 98,6% of whom voted for the preservation of the reformed USSR. At the same time the non-Georgian population of Abkhazia did not take part in the all-Georgian referendum on independence from the USSR held on 30 March 1991. This means that on the results of the 1991 referendum Abkhazia had the legal right to separate from Georgia, staying in the USSR, whereas Georgia on 9 April 1991, on the basis of its own referendum, declared the restoration of the independent Republic of Georgia.

Thus, according to the Soviet law of 1990, Abkhazia had a legal right to secession from Georgia, although it did not get a chance to realize it because of the disbanding of the Soviet Union.  

4. Did Abkhazia have any legal inter-relations with Georgia in the post-Soviet period prior to its recognition?

No, there is not a single legal document co-signed by Abkhazia and Georgia which would in any way bind these two entities within a common state framework. This fact was indirectly acknowledged in the Moscow Agreement of 4 April 1994 signed by Georgia, Abkhazia, Russia, the UN and OSCE called “Declaration on measures for a political settlement of the Georgian/Abkhaz Conflict”, whose Article 8 read: “A phased action programme will be worked out and proposals on the reestablishment of state- and legal relations will be elaborated”. Abkhazian politicians point out that the need to reestablish state- and legal relations between Abkhazia and Georgia could mean only one thing: that such relations were non-existent.  

5. Did Abkhazia manage to establish itself as an independent polity before its recognition by Russia and Nicaragua?

After 1993, following the victory over the invading Georgian forces, Abkhazia formed itself as a virtually independent state with a democratic form of rule. The constitution of sovereign Abkhazia was adopted in 1994 and reaffirmed in an all-Abkhazia referendum in 1999. The same year, in 1999, the “Act of State Independence of Abkhazia” was adopted.

Prior to its recognition in 2008, Abkhazia had a Constitution, flag, national anthem and other state symbols. It had an elected parliament, a President, its own independent for­eign policy, a small but efficient army, interior and border control troops, a judicial system and state-supervised social and economic institutions.

Economically, even under the conditions of a harsh embargo, Abkhazia managed to reach a level of economic activity exploiting its lucrative tourist infrastructure, subtropical agriculture and rich natural resources (forestry, coal mining, fishery, etc.).

Politically, it has held since the end of the war of 1992-1993 three parliamentary and four presidential elections. The presidential elections in 2005 were won by the opposition. Abkhazia has a comparatively high level of political pluralism, a multiparty system, a developed civil society and a vibrant NGO community.

From the point of view of civil liberties, even before recognition Abkhazia was indexed by Freedom House as “partially free”, on the same level as Georgia, and higher than quite a number of internationally recognized post-Soviet states. It has free media, the guaranteed freedom of expression of religious beliefs and state-sponsored cultural and educational institutions (e.g. schools) catering for the needs of various ethnic groups residing in the republic (Abkhazians, Armenians, Russians, Georgians).  

6. Does Abkhazia meet internationally accepted criteria for qualification as a State?

From the point of view of international law, Abkhazia meets all the criteria laid down for being qualified as a State.

According to article I of the 1933 Montevideo Convention on Rights and Duties of States, “The State as a person of international law should possess the following qualifications: (a) a permanent population; (b) a defined territory; (c) a government and (d) capacity to enter into relations with other States”.[2]

The US State Department outlined in its statement of November 1976 its conception of statehood in the following terms: “effective control over a clearly-defined territory and population; an organized governmental administration of that territory; and a capacity to act effectively to conduct foreign relations and to fulfil international obligations”.[3]

Opinion No. 1 of the Badinter Arbitration Commission on Yugoslavia defines a State “as a community which consists of a territory and a population subject to an organized political authority; that such a State is characterized by sovereignty”.[4]

Abkhazia meets all these conditions. It has a permanent population, a defined territory, clearly defined and undisputed borders, an elected parliament and a stable government, which solely exercises effective control and administration over the whole territory of the Republic of Abkhazia. Abkhazia is sovereign and is not controlled by any foreign power. It has its own Constitution, flag, national anthem and other state symbols, as well as its own army and judicial system.

Abkhazia is capable of engaging in international relations, as enshrined in Articles 47 (8) and 53 (4) of its Constitution. It has its own independent for­eign policy and a Foreign Ministry, which is engaged in international contacts. Abkhazia is a signatory to politically binding international documents, agreements and treaties.

James Crawford (1979: 70) points out that “As a matter of general principle, any territorial entity formally separate and possessing a certain degree of actual power is capable of being, and ceteris paribus, should be regarded as, a State for general interna­tional law purposes. The denomination sui generis often applied to entities which, for some reason, it is desired not to characterise as States is of little help”. He also asserts that “the criterion for statehood of seceding territories remains in substance that established in the nineteenth century: that is, the maintenance of a stable and effective government over a reasonably well defined territory, to the exclusion of the metropolitan State, in such circumstances that independence is either in fact undisputed, or manifestly indisputable” (Crawford 1979: 266).  

7. What can be said about Abkhazia’s (non-)recognition in the light of international law?

There are two schools of thought regarding the issue of recognition of new states. According to the more liberal, so-called declarative theory, “recognition of a new State is a political act which is in principle independent of the existence of the new State”.[5]

The declarative theory is reflected in a number of authoritative judicial documents. Thus, article 3 of the Montevideo Convention, which has been set as basis of Article 12 of the Charter of the Organisation of American States (1948), reads: “The political existence of the State is independent of recognition by other States. Even before being recognized, the State has the right to defend its integrity and indepen­dence, to provide for its preservation and prosperity, and consequently to orga­nize itself as it sees fit, to legislate concerning its interests, to administer its ser­vices, and to determine the jurisdiction and competence of its courts”.[6]

The definition of a state by the American Law Institute also does not include any ref­erence to external recognition, it being “an entity that has a defined territory, and a permanent population, under the control of its own government, and that engages in, or has the capacity to engage in, formal relations with other such entities”.[7]

The same opinion is held by quite a number of well-known specialists in international law. Thus, as noted by D.W. Greig (1976: 97, 122), recognition is more a political fact of international life than a fundamental legal principle. Gerhard von Glahn (1996: 66) also points out that “despite much reasoned argument to the effect that the recognition of new states (and new governments) is a legal matter, the majority of writers as well as the practice of states agree that it is, rather, a political act with legal consequences”.

Indeed, “A new state comes into existence when the community involved acquires the basic characteristics associated with the concept of a state: a defined territory, an operating and effective government, and independence from out­side control, etc. Because all these aspects of statehood involve ascertainable facts, the dating of the beginning of a new state is mainly a question of fact and not law. The new state exists, regardless of whether it has been recognised by oth­er states, when it has met the factual requirements of statehood” (von Glahn 1996: 68-69).

Furthermore, “in most cases the establishment (even the violent establishment) of a new state or government is not a breach of international law; there is no general rule of international law which forbids a group of people ... to break away and form a new state, if they have the strength to do so. In such cases the existence of a state or government is simply a question of fact, and recognition or non-recognition usually have no legal effects” (Malanczuk 1997: 84).

“If world-wide recognition does not exist, the seceding territory may still constitute a State in the light of international law, for recognition is generally not considered a conditio sine qua non” (Duursma 1996: 92).

Opinion 1 of the Badinter Commission reads: “the existence or disappearance of the State is a question of fact; that the effects of recognition by other States are purely declara­tory”.[8]

As noted in this connection by Bart Driessen (1997: 6), “The recognition of a state by other states would seem to be no more than evidence that the four above-men­tioned criteria are fulfilled; formal recognition by the Government of Georgia, the United Nations, or third states would not create the state of Abkhazia. At the same time, non-recognition may be an expression of disapproval with some aspect pertaining to the new state”.

Another dominant theory of recognition, the so-called constitutive theory, considers recog­nition as an important trait of a State; according to it, “the rights and duties per­taining to statehood derive from recognition only” (Crawford 1979: 4).

The constitutive theory does not specify how many states should recognize the country to be qualified as a State. Therefore, even according to this more conservative and restrictive theory, Abkhazia, having been recognized by two UN member states, must be regarded as a state under international law, as it fulfils all the formal criteria needed for statehood, including diplomatic recognition by other states.

However, irrespective of the choice of theory, be it declarative or constitutive, any objective analysis of the current internal and international position of Abkhazia will ascertain the fact that it is a sovereign polity, which, as it is, meets all formal requirements needed for its recognition as a State.

The current non-recogni­tion de jure of the independence of Abkhazia by the major world powers except Russia is used by them as a form of their disap­proval of, or objection to, the existence of an independent Abkhaz State. It can be suggested that this disapproval is not based on international law, but rather on political and/or geopolitical considerations, despite the fact that the arguments drawn against the recognition of Abkhazia and the characterization of its statehood as “illegitimate” are expressed by them in juridical terms.

Thus, in the second volume of the detailed report of the Independent International Fact-Finding Mission on the Conflict in Georgia (September, 2009) its authors claim: “South Ossetia should not be recognised because the preconditions for statehood are not met. Neither should Abkhazia be recognised. Although it shows the characteristics of statehood, the process of state-building as such is not legitimate, as Abkhazia never had a right to secession.” (p. 135).

However, these arguments cannot be regarded as convincing enough or well substantiated. As I pointed out earlier, in fact the Soviet law of 3rd April 1990 “On the procedure of the settlement of questions connected with the withdrawal of a union republic from the USSR” did allow the Autonomous republics and Autonomous Regions to secede from a Union republic in which they were situated in case of the latter’s secession from the USSR. On the basis of this law and on the results of the referendum of 1991 Abkhazia had the right to secede from Georgia.

The arguments adduced by the authors of this report differ also from opinions on these issues held by quite a number of specialists on international law. Thus, Georges Abi-Saab (2006: 474) argues that “[t]here is no international norm prohibiting secession and therefore it is difficult to see an actual need for such a norm. […] still it would not make much sense to speak about a ‘right to secession’ ”[9] (see more on this in the next chapter).

On the question of “legitimacy” and “illegitimacy” of a State cf. the opinion of D. Anzilotti (1929: 169), the author of the textbook on international law: “There are no legitimate States or illegitimate States; the legitimacy of a State resides on the very fact of its existence”[10] (cited from Gazzini 2009).

The legitimacy of the statehood of Abkhazia is being rejected not only by the authors of the cited report,[11] but also by quite a number of governments, who object to the existence of an independent Abkhazia.[12] Despite this, there is no doubt that the most important source of the legitimacy of a State is the recognition of its legitimacy first of all by its people, and not some external factors, including the diplomatic recognition by other states or the declarations made by some governments.

The only and most important source of legitimacy of the State of Abkhazia is its people, who chose the way of independent development and who proved that they were ready, if needed, to endure sacrifices in order to defend their independence. The non-recognition by some countries or organizations cannot be a factor which in any way seriously affects the legitimacy of the Republic of Abkhazia in the eyes of its people.

It is quite obvious that the current (temporary) non-recognition of the statehood of Abkhazia by the majority of countries of the world cannot possibly either deprive it of its legitimacy, or nullify the existence of the Abkhaz State, inasmuch as de jure recognition by Georgia or by any other government will not create the Abkhaz State or give it any additional legitimacy: it exists independently of these factors.[13]  

8. Is the international position of Abkhazia undermined because of its violent secession from Georgia?

The UN Secretariat, at least in the past, maintained the following position on Abkhazia’s recognition, as expressed in the words of the then Secre­tary-General Boutros Ghali: “It has been made clear to the Abkhaz side in the negotiations that independence achieved by force of arms is unacceptable to the international community”.[14] Yet, despite this position, one can argue that the independence of Abkhazia cannot be undermined by the fact that its secession from Georgia was the result of a military conflict with the armed forces of the former metropolis. At least three arguments can be adduced in support of this view.

Firstly, the secession of Abkhazia can be justified by “the oppression theory”, according to which “the severity of a State’s treatment of its minorities ... may finally involve an international legitimation of a right to secessionist self-deter­mination, as a self-help remedy by the aggrieved group”.[15]

There is undisputed and abundantly documented evidence which testifies to the harshness of Georgia’s treatment of the Abkhazians both during the Soviet and in the early post-Soviet periods.

In the Soviet period, especially between 1936 and 1953, the Abkhazian population was subjected by the Georgian government under Lavrenty Beria and then by his successors to forced assimilation policies. The Abkhaz language was forbidden in schools and official use and, instead, the Georgian language, unknown to the majority of the Abkhazians, was imposed.[16] A large-scale resettlement policy was carried out, moving tens of thousands of Georgians from Georgia proper to Abkhazia, in order to shift the demographic balance in Abkhazia in favour of ethnic Georgians. Many place-names in Abkhazia were Georgianised or replaced by newly coined Georgian ones.

A large majority of the Abkhaz intellectuals, politicians and public figures were killed on fabricated accusations. In 1941-1942 and again in 1949-1951 there existed plans to exile the entire Abkhaz nation to Siberia, following the Chechens and Ingush, though they were not realized.[17] A special “theory” was designed in Tbilisi to substantiate the claim that Abkhazians were not native to Abkhazia, which would justify their deportation. To sum up, in the words of the American historian Darrel Slider (1985: 53), “Beria launched a campaign apparently designed to obliterate the Abkhaz as a cultural entity”.

After the collapse of the Soviet Union, the ultra-nationalist government led by Zviad Gamsakhurdia proclaimed the slogan of “Georgia for the Georgians”. The leaders of the State Council of Georgia, which came to power in Tbilisi after the violent deposition of President Gamsakhurdia in a military coup, declared that there would be no autonomies in Georgia. Despite the Abkhaz proposals to establish federal relations with Georgia, the State Council headed by Eduard Shevardnadze started on 14 August 1992 a full-scale war against Abkhazia. During this war four per cent of the entire Abkhaz population, among whom were many civilians, were killed. Abkhaz cultural institutions, museums and libraries, were pillaged and destroyed, and Abkhazia’s National Archive and the Institute of Language, Literature and History were deliberately burned to the ground.[18]

The Georgian top military commander and the Head of the Georgian civilian administration of the occupied part of the territory of Abkhazia publicly threatened the Abkhaz nation with genocide.[19] All this, in the eyes of the Abkhaz people, represents a consistent policy designed at the destruction of their nation in order to render unchallenged the Georgian possession of Abkhazia.

Secondly, from the Abkhaz perspective, neither the Georgian government of President Gamsakhurdia nor the government of the State Council of Georgia, which replaced the government of Gamsakhurdia, represented the Abkhaz people (and indeed the other non-Georgian communities of Abkhazia). Under the Georgian election law of 1990, the participation of Abkhaz or South Ossetian political parties in the pan-Georgian elections was banned with the argument that they represented ‘regional’, rather than pan-Georgian parties. At the 17 March 1991 all-Union refer­endum, 98,6% of the population of Abkhazia who took part in the referendum voted in favour of a reformed Soviet Union. The Abkhaz and large sections of the remaining non-Georgian population of Abkhazia did not participate in the all-Georgian referendum on independence from the Soviet Union held on 31 March 1991.

The military coup in Tbilisi, which coincided with the dissolution of the Soviet Union, deposed President Gamsakhurdia. The junta dissolved the Georgian parliament and established a Military Council, which soon gave over power to a State Council headed by Eduard Shevardnadze.

All these new structures, which had no legal basis whatsoever in the Georgian Constitution, were non-representative for the population of Abkhazia. The war against Abkhazia was initiated by these political forces.

Thirdly, as a people, the Abkhazians are entitled to the right of self-determi­nation, including external self-determination.

One can argue that these three considerations (oppression by the majority; illegitimate authority of the Georgian leadership in 1992; right to self-determi­nation) override the principle of ‘non-use of force’, adduced by the UN against recognition of Abkhazia.

Moreover, the secession, even violent secession (i.e. via the use of force) of a part of the territory of a state aiming at establishing another state, is not prohibited by international law. The UN International Law Commission limited the principle of non-recognition of territorial acquisition by illegal force to acquisition ‘by another State’, but did not consider it as a valid principle in the case of secession (cf. Crawford 1979: 267). One can cite as an example the violent secession in March 1971 of East Pakistan and its unilateral declaration of independence under the name of Bangladesh, which was soon recognized by many states (see on this case also below).

Both international law and practice prove that secession “is a domestic matter, and therefore a legally neutral act in international law”. “An ethnic group in one state is at liberty, from the standpoint of international law, to secede and form its own nation-state” (Musgrave 1997: 210, 211).

This position is shared by a wide range of scholars. Thus, Hersch Lauterpacht (1948: 8) empha­sised that “international law does not condemn rebellion or secession aiming at the acquisition of independence”. Michael Akehurst (1987: 53) asserts that “there is no rule of international law which forbids secession from an existing state; nor is there any rule which forbids the mother-state to crush the secessionary movement, if it can. Whatever the outcome of the struggle, it will be accepted as legal in the eyes of the international law”.

Jorri Duursma (1996: 99-100) points out that “Contrary to what some distinguished writers have maintained, international State practice does accept a right of seces­sion. Secession is inherent in the right of self-determination.”

Some authors point out that the international accep­tance of secession is more easily obtainable if the seceding group constitutes a people, who occupy a territory already delimited by internal administrative borders. Thus, according to Duursma (1996: 99-100), “It is not prohibited by international law to seek secession if one constitutes a people and/or fraction of a people and if in addition one inhabits a certain territory delimited by inter­national and/or internal administrative borders.”

Paradoxically, in the condition of absence of any rules of international law managing the balance between the right of self-determination and the principle of territorial integrity, “the present international legal situation encourages the use of force in order to make demands for secession successful”. Furthermore, “if the State authorities are the first to use violence, breaching fundamental human rights or even the prohibition of genocide, then the secessionists may offer armed resistance. In the absence of international recognition of the seced­ing State, the civil war, once started, will continue until a de facto solution has been imposed by force. Either the metropolitan State has regained control over the seceding territory, or the secessionists have stabilized their authority and have managed to secure the exercise of all elements of statehood, that is, they have cre­ated an independent State” (cf. Duursma 1996: 104, 426).  

9. Is Abkhazia a subject of international law?

Even before its recognition, following its establishment as an independent state, Abkhazia acquired a separate international legal personality. The international legal status of Abkhazia is declared in its 1994 Constitution. The non-recognition of Abkhazia de jure has not changed this situation. As stated by the American Law Institute, “An entity not recognized as a State but meeting the requirements for recognition has the rights of a State under international law in relation to a non-recognizing State.”[20]

Crawford also points out that “States do not in practice regard unrecognized States as exempt from international law, and they in fact do carry on a certain, often quite considerable amount of, informal intercourse”. He suggested that “The tentative conclusion is that the international status of a State ‘subject to international law’ is, in principle, independent of recognition” (Crawford 1979: 24). Moreover, as asserted by Duursma (1996: 101), “If the secessionists have vanquished the central State authorities …, the seceded territory will have acquired an international status”.

As pointed out while discussing the question of the legitimacy of the independence of Abkhazia by Tarcisio Gazzini (2009), “An entity becomes a subject of international law through an incremental process leading to the creation of an effective and independent government. However difficult is to establishing when the process is completed, the existence of the international subject is a question of fact.”

After the recognition of Abkhazia by four UN member-states, its international legal personality is now beyond any doubt, and any assertions to the contrary can be argued against on legal arguments adduced above. 

10. Did Russia violate international law by recognizing the independence of Abkhazia?

In the preceding paragraphs I showed that after the war of 1992-1993 Abkhazia was not tied to Georgia by any legally binding document within one state structure.

In the post-war period, Abkhazia evolved as a fully-fledged state with all state structures and institutions, with democratic presidential and parliamentary elections, a stable political system and a viable economy.

Georgia, though it claimed the territory of Abkhazia, was not in a position to recover it by political or military means. There was thus a situation of political impasse, which could have been perpetuated indefinitely, as the situation in cases like Taiwan or Northern Cyprus proves. The recognition of Abkhazia and South Ossetia by the Russian Federation came after Georgia’s military assault on South Ossetia and a threat to attack Abkhazia. This recognition came as a political means to save these two small nations from military attacks and oppression by Georgia.

Thus, the need to save the oppressed minority justifies the political act by Russia, just as the Western powers justified their recognition of the independence of the former Serbian province of Kosovo by the necessity to protect its Albanian population.

The most important factor is that the territorial integrity of Georgia within its Soviet borders could not be maintained and was in practice unattainable by either political or military means.

The separation of Abkhazia and South Ossetia was a fait accompli long before their formal recognition by Russia. By the time of the recognition of Abkhazia and South Ossetia by Russia, Georgia effectively represented a disintegrated state.  

11. What can serve as legal precedents for the recognition of Abkhazia?

There are at least four cases in modern history which can be considered similar to the situation obtaining with regard to the recognition of Abkhazia: Bangladesh, Slovenia, Croatia and Kosovo.

Bangladesh, formerly the province of Eastern Pakistan, separated from Pakistan in March 1971 and declared its independence under the name of Bangladesh. Its independence was recognized as of February 1972 by 47 countries, despite the fact that this separation was reached ‘by force of arms’ and with foreign military help, and despite the protests of Pakistan (UN member since 1947), which insisted that Eastern Pakistan/Bangladesh was its inalienable territory. Among the reasons for the recognition of Bangladesh were the failure of Pakistan to suppress the secessionist movement (largely due to military assistance given to the rebels by India) and, on the diplomatic level, the lobbying activity of such influential sponsors of Bangladesh’s independence as India and the Soviet Union (cf. Dugard 1987: 75-76).

Similar situations can be seen in the recognition of Slovenia and Croatia. After the Communist Party of Yugoslavia collapsed in 1990, the US and European states publicly supported the preservation of the Yugoslav federation. However, at the end of June 1991, Slovenia and Croatia unilaterally declared their independence. In December 1991, Germany unilaterally recognised the independence of the two separatist republics. The states of the European Community (predecessor of the European Union) had no option but to follow. This stimulated the speedy disintegration of the Yugoslav Federation.

The European Community-negotiated Brioni agreement, of July 1991, and acceptance, in December 1991, of the German policy of ‘preventative recognition’ together ended the effective sovereignty and territorial integrity of the Yugoslav state. The European Community had abandoned its previous support for the federal government. The EC established the framework for the disintegration of the federal state, calling into existence new states along the lines of the republican boundaries.[21]

The freshest case is that of the Serbian province of Kosovo, populated by the Albanian majority, whose separation from Serbia, aided by NATO bombardments of this former Yugoslav republic, ended on 17 February 2008 with the declaration of independence. This declaration was met, despite the Serbian government’s energetic protests against the violation of its territorial integrity, with speedy recognition, starting from 18 February 2008, by the USA and many European and other countries, 64 at the latest count. This was the last accord in the drama of the dismemberment of Yugoslavia. 

Conclusions.

The main conclusions that can be drawn from this discussion are:

1. Abkhazia has a long history of statehood, either independent or autonomous, before it became in 1931 a part of the Georgian SSR within the framework of the Soviet Union.

2. During the Soviet period, Abkhazia maintained its statehood: first (between 1921 and 1931) as a union republic on an equal footing with Georgia, and from 1931 until 1991 – as an Autonomous republic within the Georgian SSR.

Within the Soviet constitutional system an Autonomous republic was regarded as an autonomous State. Thus, according to the article 79 of the Chapter 8 of the Constitution of the Georgian SSR of 1978, “The Autonomous republic is a Soviet socialist state, which is in the composition of the Georgian Soviet Socialist Republic”. The article 81 of the same Chapter stipulates that the territory of the Abkhazian ASSR could not be changed without its consent.

The Abkhazian ASSR should thus not be regarded as a regular Georgian province populated by an ethnic minority, as holds with Megrelia, Svanetia or Dzhavakheti, but rather as an autonomous State, having such state symbols as a Constitution, flag and state emblem, as well as an elected parliament, cabinet of ministers, police force and courts.

3. According to the Soviet law on secession of April 1990, Abkhazia had a legal right to secede from Georgia in case the latter wanted to secede from the USSR, and it was only the sudden dissolution of the Soviet Union that prevented this from happening.

4. Given that during the last years of the USSR Georgia abolished all Soviet laws, including those by which Abkhazia was attached to it, Georgia lost any legal basis of its possession of Abkhazia. In the post-Soviet period prior to Abkhazia’s recognition, there has been not a single legal document co-signed by Abkhazia and Georgia which would in any way bind these two entities within a common state framework. The virtual lack of any such legal document was implicitly indicated by the 1994 Moscow agreement, which spoke of the future plans on the reintegration of these two state entities.

5. In the light of international law, already in the post-war period (1993-2008), before its recognition by Russia and Nicaragua in 2008, Abkhazia met all internationally accepted criteria to be qualified as a State. Even under the conditions of non-recognition and blockade, over a period of 15 years it was effectively a self-governed independent polity and subject of international law.

6. The recognition by Russia, Nicaragua and Venezuela of Abkhazia cannot be regarded as a breach of international law, contrary to what has been asserted by many governments.

Firstly, this recognition can be justified by the oppressive policy of Tbilisi against the South Ossetian and Abkhazian peoples, which manifested itself in the Georgian treatment of Abkhazians and South Ossetians during the Soviet period and in the wars waged by Tbilisi in 1991-1993 against South Ossetia and Abkhazia, and most recently, in 2008, against South Ossetia.

Secondly, since 1993 Georgia has lost any control whatsoever over Abkhazia’s territory. Politically, negotiations under the UN aegis aimed at reintegration of both states in a single state structure initiated in 1993 and continued over 16 years completely failed and were deadlocked.

Militarily, several attempts by Georgian military forces to invade Abkhazia and re-establish its control there – in 1998 and 2006 – also failed.

Economically, the harsh embargo imposed in 1996 on Abkhazia at Georgia’s insistence by the CIS countries and maintained essentially by Russia and Georgia, also did not produce any political fruits; on the contrary, this inhuman blockade against war-ravaged Abkhazia, which added to the human sufferings of the population of Abkhazia, even further separated Abkhaz and Georgian societies.

It is quite obvious that by August 2008 Georgia represented a de facto disintegrated state, and its territorial integrity within the former borders of the Georgian SSR was not attainable by political, economic or military means. The recognition of Abkhazia and South Ossetia by Russia, Nicaragua and Venezuela only formalized the factual disintegration of the former Georgian SSR.

7. In view of the declarative theory of statehood, at the moment of its recognition Abkhazia had already been for a period of 15 years a self-governed independent polity outside of any Georgian jurisdiction and control. In the view of the constitutive theory, Abkhazia became a fully-fledged state from the date of its recognition by the Russian Federation on 26 August 2008. This recognition only formalized and acknowledged the fact of the effective existence of this independent polity.

8. There are serious reasons to believe that the non-recognition of Abkhazia by other states, despite their declarations, is not based on international law, but rather on political and geopolitical considerations.

9. In the light of international law, after its recognition by four UN member-states, Abkhazia can be regarded as a fully-fledged independent State and subject of international law. Its broad international recognition, which, in my view, is imminent, will undoubtedly serve the achieving of political stability in Western Transcaucasia and will create more favourable conditions for the economic and social development of this part of Europe.

 

References.

Abi-Saab, G. 2006. “Conclusions”, in M. Kohen (ed.), Secession – International Law

Perspectives. Cambridge: Cambridge University Press, p. 470-476.

Akehurst, Michael. 1987. A Modern Introduction to International Law. London: Allen and Unwin.

Amkuab, G., Ilarionova, T. (eds). 1992. Abxazija: xronika neobjavlennoj vojny. Chast’ I. 14 avgusta - 14 sentiabria 1992 goda [Abkhazia: the chronicle of an undeclared war. Part I. 14 August-14 September 1992]. Moskva.

Anzilotti, D.  1929. Cours de droit international, vol. I. Paris.

Broms, Bengt. 1991. States. In: Mohammed Bedjaoui (ed.). International Law: Achievements and Prospects. Dordrecht/Boston/London: Martinus Nijhoff Publishers.

Buchheit, Lee C. 1978. Secession. New Haven: Yale University Press.

Chandler, David. 2000. Western Intervention and the Disintegration of Yugoslavia, 1989-1999. In: Philip Hammond, Edward S. Herman (Eds.). Degraded Capability: The Media and the Kosovo Crisis. London, Pluto Press, pp. 19-30.

Crawford, James. 1979. The Creation of States in International Law. Oxford: Clarendon Press.

Driessen, Bart. 1997. Legal Opinion on the Validity and Interpretation of the 4 April 1994 Georgian-Abkhaz Agreements. Unpublished paper, 15 pp.

Dugard, John. 1987. Recognition and the United Nations. — University of Cambridge Research Centre for International Law. Hersch Lauterpacht Memorial Lectures. Cambridge: Grotius Publications Limited.

Duursma, Jorri. 1996. Fragmentation and the international relations of Micro-States. Selfdetermination and statehood. Cambridge: Cambridge University Press.

Gazzini, Tarcisio. 2009. Criteria for Statehood as Applied by the EU’s Independent Fact-Finding Mission on the Conflict in Georgia. In: European Journal of International Law on the site: http://www.ejiltalk. org/criteria-for-statehood-as-applied-by-the-eus-independent-fact-finding-mission-on-the-conflict-in-georgia/.

Glahn, Gerhard von. 1996. Law Among Nations. An Introduction to Public International Law. Boston. London. Toronto. Sydney. Tokyo. Singapore: Allyn and Bacon.

Gotlieb, Gidon. 1993. Nation Against State. A New Approach to Ethnic Conflicts and the Decline of Sovereignty. New York: Council of Foreign Relations Press.

Greig, D.W. 1976. International Law. London: Butterworths.

Independent International Fact-Finding Mission on the Conflict in Georgia. Report. Vol. II.

September, 2009. [цитируется в тексте как Report II]. Адрес сайта: http://www.ceiig.ch/Report.html.

Kapteyn, P.J.G. et al. 1984. International Organization and Integration.

Documentenverzameling, betrekking hebbende op de Verenigde Naties, de aan haar gelieerde organisaties en anderen internationale organisaties en overeenkomsten. Studenteneditie. 2e druk. ’s Gravenhage: Interuniversitair Instituut voor Internationaal Recht. T.M.C. Asser Instituut.

Lauterpacht, Hersch. 1948. Recognition in International Law. London.

Malanczuk, Peter. 1997. Akehurst’s Modern Introduction to International Law. London and New York: Routledge.

Musgrave, Thomas D. 1997. Self-Determination and National Minorities. Oxford: Clarendon Press.

Nekrich, Alexandr.1978. The Punished Peoples: The Deportation and Fate of Soviet Minorities at the End of The Second World War. New York: Norton.

Slider, Darrel. 1985. Crisis and Response in Soviet Nationality Policy: The Case of Abkhazia. In: Central Asian Survey, Vol. 4, No. 4, p. 51-68.

 


[1] The Article 5 of the 2nd Chapter  read: “The SSR Abkhazia is a sovereign state exercising the state power on its territory on its own and independently from any other power. The sovereignty of the SSR Abkhazia, given its voluntary entrance the ZSFSR and the Union of SSR, - is limited only in the boundaries and on the matters designated in the Constitutions of these Unions. The citizens of the SSR Abkhazia, retaining their republican citizenship, are citizens of the ZSFSR and the Union of SSR. The SSR Abkhazia reserves for itself a right of a free secession both from the ZSFSR and from the Union of SSR. The territory of the SSR Abkhazia cannot be changed without its consent”.

[2] Cited from: Greig (1976: 93).

[3] Cited from: von Glahn (1996: 69).

[4] «International Legal Materials», 31 (1992), pp. 1494-1497.

[5] Cf. Crawford (1979: 20).

[6] Cf. Kapteyn et al. (1984: 188).

[7] Cited from: Gotlieb (1993: 131).

[8] «International Legal Materials», 31, 1488 (1992); cited from: Driessen (1997: 6, fn 12).

[9] Cited from Gazzini (2009).

[10] “il n’y a pas d’Etats légitimes et d’Etat illégitime; la légitimation de l’Etat réside dans son existence même”; сited from Gazzini (2009).

[11] It is interesting that one of the experts who participated in the work on the report of the Mission, the German professor of Law Otto Luchterhandt, thinks that the recognition of Abkhazia by European countries, unlike the policy they pursue currently, “would contribute to the reducing of tension and would make possible the reconciliation with the Georgians”. This testifies to the substantial differences in opinions between the members of the Mission on the issue of the recognition of Abkhazia. See Luchterhandt’s interview on:
http://derstandard.at/fs/1254310467832/derStandardat-Interview-Anerkennung-Abchasiens-wuerde-zur-Entspannung-beitragen.

[12] See the eloquent collection of international reactions on the recognition of Abkhazia by various countries on
http://en.wikipedia.org/wiki/International_recognition_of_Abkhazia_and_South _Ossetia.

[13] Of course, nobody would challenge the importance of external recognition for the normal functioning of a state. In certain cases, recognition can consolidate the independence of a new state, especially in doubtful, controversial, or unsta­ble situations, whereas non-recognition can sometimes lead to the proclaimed state’s failure to establish itself.

[14] Cf. UN document S/1994/253, p. 6.

[15] Cf. Buchheit (1978: 222).

[16] The Georgian First Secretary of the Abkhaz regional party Committee A. Mgeladze asserted that “Such language as Abkhazian does not exist. The Abkhazians are speaking a corrupt Georgian, and energetic measures are currently being taken to correct it” (quoted from: Juridičeskaja gazeta, No. 3, Sukhum, 1996, p. 4).

[17] Cf. Nekrich (1978: 42, 104-105).

[18] Both National Archives of Abkhazia and Institute of Language, Literature and History were burned by the Georgian security forces and army on 22 October 1992, cf. Amkuab, Ilarionova (1993: 68, 108).

[19] Cf. on the threats of genocide made by the commander of the Georgian army in Abkhazia G. Karkarashvili and the Head of the Georgian civilian administration on the occupied part of Abkhazia G. Khaindrava in Amkuab (1993: 127-128) and Chirikba (1998: 69).

[20] Cited from: Crawford (1979: 74).

[21] Cf. Chandler (2000: 19-30).

 

Dr. Viacheslav A. Chirikba

Foreign Policy Adviser to the President of the Republic of Abkhazia: Dept. of Geopolitics, Centre for Strategic Studies, Sukhum, Republic of Abkhazia: Chief negotiator, the Abkhaz delegation to the EU, UN & OSCE sponsored "Geneva Discussions" (Abkhazia, South Ossetia, Georgia, Russia, US, EU, OSCE, UN). (2008)
PhD in 1996, Leiden University, The Netherlands.

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